Assess your firm against MLRs 2017, POCA and JMLSG — 51 questions across 7 sections with regulatory guidance, evidence notes and a tick-off action plan.
Evidence AML compliance — built for MLROs, compliance officers and practice managers
Cover client due diligence, PEP screening, source of funds and enhanced monitoring requirements.
Internal SAR processes, NCA reporting, tipping-off awareness and five-year record retention.
OFSI list screening at onboarding and on designation updates, with documented match escalation.